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Insurance Regulatory Investigations - Proactive Management vs. Fire Fighting

Nov 05, 2020
12.00 pm - 01.00 pm
Insurance & Reinsurance

Insurance Regulatory Investigations - Proactive Management vs. Fire Fighting

Nov 05, 2020
12.00 pm - 01.00 pm
Insurance & Reinsurance

Overview

The global regulatory landscape is evolving and changing more rapidly than ever for companies across all sectors. In a highly regulated industry such as insurance, specialist knowledge of the regulatory environment is vital to ensure the resilience of your business against significant regulatory risks.

With investigations on the rise, the ability to swiftly and effectively manage an investigation is important. Whether it be an internal investigation or one that involves a regulator, businesses are seeking to achieve a satisfactory outcome in the shortest time possible. In circumstances where investigations give rise to criminal proceedings, companies need to be aware of potential liability issues and defence options. By building and establishing a comprehensive compliance framework, organisations will be better prepared to identify and manage potential risks to their businesses.

In this webinar, partners Mun Yeow and Joyce Chan will provide an overview of approaches to manage risk, their investigations experience and practical tips covering:

  • Internal controls - proactive risk management vs. fire fighting
  • Incident reporting and response
  • Insurance Authority powers and your rights
  • Handling investigations
  • Investigation do's and don'ts

The presentation will be concluded by a Q&A session.

CPD accreditation pending from The Law Society of Hong Kong.

Contact

Please contact Charlotte Chau for more information on this webinar or to submit a question for the Q&A session.