With the complexity and the ever increasing nature of regulatory requirements within financial services, our team has gained a real insight into the thinking of the regulators.
We act for regulated firms and individuals, both for and against the regulators, including the Financial Conduct Authority (“FCA”). The team has significant experience in advising on complex disputes relating to financial instruments and banking litigation. We understand the commercial impact of enforcement and several members of the team have gained further insight by spending several months with the Serious Fraud Office.
Our team also specialises in fraud and asset recovery actions. Our clients include individuals and authorised individuals, financial institutions, investment houses, regulators, leading Investment banks and insurers, insurance intermediaries and reinsurers.
We have extensive experience in advising the insurance industry. Our team frequently advises on prudential matters, regulatory perimeter issues, the approved persons regime, systems and controls requirements, and business transfers.