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Our dedicated team advises on litigation, regulatory, risk management and related matters for stockbrokers, wealth managers and IFAs.
Our team advises stockbrokers, fund managers, wealth managers and IFAs who increasingly have to deal with contentious matters, including FSA investigations, claims before the Financial Ombudsman Service and other litigation. Our clients include a diverse range of investment banks, trust companies, and corporate and private client financial services professionals.
We have extensive experience in litigation and FSA enforcement work, and we represent clients in challenging FSA rejection of approval for firms and individuals, and advise on regulatory investigations of all types.
Our professional practice team includes very experienced regulatory and dispute resolution lawyers.
Financial services professionals are under constant pressure to deliver increased value on the assets they manage. Recently, there has also been increasing public, legal and regulatory scrutiny and the industry has experienced greater uncertainty.
Acting for a major insurer in a multi-million pound cross border contract dispute following the counterpartys material breach of contract, advising on the English law aspects and quarterbacking overall strategy in multiple strands of the case in France and England.
Acting for a major corporate in cross border litigation relating to fraud and breach of contract with total claims in excess of £1bn. Including handling breach of trust litigation is London with various ancillary freezing orders and overseeing Arbitrations and criminal proceedings in Italy and fraud claims in New York.
Acting for a software developer in a complex copyright infringement, breach of contract and confidential information claim which resulted in a lengthy trial in the Chancery Division of the High Court.
Successfully defending a software company in a dispute concerning the alleged misuse of confidential information, trade secrets and copyright.
Acting for a major insurer in a multi-million pound cross border contract dispute following the counterpartys material breach of contract, advising on the English law aspects and quarterbacking overall strategy in multiple strands of the case in France and England.
Acting for a major corporate in cross border litigation relating to fraud and breach of contract with total claims in excess of £1bn. Including handling breach of trust litigation is London with various ancillary freezing orders and overseeing Arbitrations and criminal proceedings in Italy and fraud claims in New York.
Acting for a software developer in a complex copyright infringement, breach of contract and confidential information claim which resulted in a lengthy trial in the Chancery Division of the High Court.
Successfully defending a software company in a dispute concerning the alleged misuse of confidential information, trade secrets and copyright.
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