Réformes réglementaires | Droit réglementaire et enquêtes
Less than one year to go! How FAR along is your organisation with implementation planning? (Part 2/3
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Nous conseillons les compagnies d’assurance sur la couverture en lien avec les réclamations contre les conseillers en investissement, les gestionnaires d’actifs et les fonds spéculatifs.
Nous possédons une vaste expérience dans la rédaction de polices traitant des questions de couverture et dans la prestation de conseils aux compagnies d’assurance et aux assurés pour la défense de réclamations complexes, dans un environnement en évolution et expansion constantes.
Notre équipe fournit une gestion des risques ciblée et des conseils adaptés aux pressions commerciales, réglementaires et de réputation auxquelles font face les professionnels de la finance. Nous pouvons fournir aux cabinets professionnels des services consultatifs en matière de gestion du risque général d’erreurs, d’omissions et d’atténuation du risque antérieur au litige. Nous conseillons également les compagnies d’assurance actives sur le marché de la responsabilité professionnelle en matière de rédaction de polices, et nous offrons des services de surveillance, de couverture et de notification de réclamations aux agences.
Acting for a wealth management firm in respect of multiple customer complaints concerning advice given to invest in an unregulated collective investment scheme (a fund of hedge funds). We advised on communications with customers and the FOS and have assisted with the design and implementation of a scheme (for approval by the FCA) to compensate all customers who fit within certain defined parameters
Acting for IFAs in claims by clients and the FSCS arising out of the collapse of Keydata Investors who have lost all of their funds
Acting for an IFA on a claim brought by a household name against his former financial adviser in relation to a series of unregulated investments made across the world
Acting for a wealth management firm in relation to civil and regulatory exposures arising from pension switching advice in which customers were advised to switch from occupational to personal pensions
Acting for a well known national IFA network in relation to a series of frauds committed by an adviser
Defending claims in respect of mortgage products and a number of cases in respect of alleged negligent mis-selling of home and equity release schemes
Acting for insurers of a firm of IFAs, in a claim alleging negligent advice in relation to high risk investments following the sale of shares. The case raises novel issues about the duties of care owed to investors who do not wish to invest in traditional types of investment such as equities and bonds
Acting for a global law firm in a multi-party claim following tax and M&A advice provided in the course of the acquisition of a UK publishing business.
Acting for the borrower (the investment vehicle of an ultra-high net worth individual) in connection with a $65,000,000 revolving credit facility to fund capital calls.
Acting for the lender on a £45,000,000 letter of credit facility made available to provide Funds at Lloyd's to support a corporate member in run-off.
Acting for the borrower (the UK subsidiary of a global US insurance company) in relation to a GBP 55,000,000 letter of credit facility for the purposes of enabling its underwriting arm to provide Funds at Lloyd’s
Acting for the borrower (a Bermudan reinsurance company) in relation to the amendment and extension of its original £106,000,000 letter of credit facility for the purpose of enabling its underwriting arm to provide Funds at Lloyd’s
Acting for the lender (a prominent UK insurance company) in relation to the refinancing of an existing £60,000,000 term loan facility and the residual intercreditor and security arrangements following the refinancing
Acting for the arrangers on a US$1,100,000,000 term loan facility financing a consortium bidding for the acquisition of Transatlantic Re
Acting for the arrangers and financiers on a US$106,500,000 term loan facility financing the acquisition of an insurance company by the Enstar Group
Acting for the lender on a US$158,000,000 letter of credit facility made available to support the obligations of a prominent UK insurance company under a whole account quota share reinsurance agreement
Acting for the financiers on a US$180,000,000 letter of credit facility to provide Funds at Lloyd’s to support and stand account for reinsurance to close business undertaken through a managed Lloyd’s syndicate
Acting for the arrangers and financiers on a US$250,000,000 revolving credit facility for Enstar Group Limited
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