Notre équipe dédiée aux professions financières est réputée pour ses services financiers et sa capacité à résoudre les litiges.

Nous conseillons les compagnies d’assurance sur la couverture en lien avec les réclamations contre les conseillers en investissement, les gestionnaires d’actifs et les fonds spéculatifs.

Nous possédons une vaste expérience dans la rédaction de polices traitant des questions de couverture et dans la prestation de conseils aux compagnies d’assurance et aux assurés pour la défense de réclamations complexes, dans un environnement en évolution et expansion constantes.

Notre équipe fournit une gestion des risques ciblée et des conseils adaptés aux pressions commerciales, réglementaires et de réputation auxquelles font face les professionnels de la finance. Nous pouvons fournir aux cabinets professionnels des services consultatifs en matière de gestion du risque général d’erreurs, d’omissions et d’atténuation du risque antérieur au litige. Nous conseillons également les compagnies d’assurance actives sur le marché de la responsabilité professionnelle en matière de rédaction de polices, et nous offrons des services de surveillance, de couverture et de notification de réclamations aux agences.

Notre travail en matière de services financiers

  • Tout
  • Royaume-Uni et Europe
  • Acting for a wealth management firm

    Acting for a wealth management firm in respect of multiple customer complaints concerning advice given to invest in an unregulated collective investment scheme (a fund of hedge funds). We advised on communications with customers and the FOS and have assisted with the design and implementation of a scheme (for approval by the FCA) to compensate all customers who fit within certain defined parameters

    Acting for IFAs

    Acting for IFAs in claims by clients and the FSCS arising out of the collapse of Keydata Investors who have lost all of their funds

    Acting in relation to a series of unregulated investments

    Acting for an IFA on a claim brought by a household name against his former financial adviser in relation to a series of unregulated investments made across the world

    Acting in relation to civil and regulatory exposures

    Acting for a wealth management firm in relation to civil and regulatory exposures arising from pension switching advice in which customers were advised to switch from occupational to personal pensions

    Acting on a series of frauds committed

    Acting for a well known national IFA network in relation to a series of frauds committed by an adviser

    Defending claims in respect of mortgage products

    Defending claims in respect of mortgage products and a number of cases in respect of alleged negligent mis-selling of home and equity release schemes

    Negligent advice in relation to high risk investments

    Acting for insurers of a firm of IFAs, in a claim alleging negligent advice in relation to high risk investments following the sale of shares. The case raises novel issues about the duties of care owed to investors who do not wish to invest in traditional types of investment such as equities and bonds

    Tax and M&A advice when acquiring a British publishing business

    Acting for a global law firm in a multi-party claim following tax and M&A advice provided in the course of the acquisition of a UK publishing business.

  • $65,000,000 revolving credit facility

    Acting for the borrower (the investment vehicle of an ultra-high net worth individual) in connection with a $65,000,000 revolving credit facility to fund capital calls. 

    Royaume-Uni

    £45,000,000 letter of credit facility

    Acting for the lender on a £45,000,000 letter of credit facility made available to provide Funds at Lloyd's to support a corporate member in run-off.

    Royaume-Uni

    £55,000,000 letter of credit facility

    Acting for the borrower (the UK subsidiary of a global US insurance company) in relation to a GBP 55,000,000 letter of credit facility for the purposes of enabling its underwriting arm to provide Funds at Lloyd’s 

    Royaume-Uni

    Amendment and extension of its original £106,000,000 letter of credit facility

    Acting for the borrower (a Bermudan reinsurance company) in relation to the amendment and extension of its original £106,000,000 letter of credit facility for the purpose of enabling its underwriting arm to provide Funds at Lloyd’s

    Royaume-Uni

    Refinancing of an existing £60,000,000 term loan facility

    Acting for the lender (a prominent UK insurance company) in relation to the refinancing of an existing £60,000,000 term loan facility and the residual intercreditor and security arrangements following the refinancing

    Royaume-Uni

    US$1,100,000 term loan facility financing

    Acting for the arrangers on a US$1,100,000,000 term loan facility financing a consortium bidding for the acquisition of Transatlantic Re 

    Royaume-Uni

    US$106,500,000 term loan facility financing

    Acting for the arrangers and financiers on a US$106,500,000 term loan facility financing the acquisition of an insurance company by the Enstar Group

    Royaume-Uni

    US$158,000,000 letter of credit facility

    Acting for the lender on a US$158,000,000 letter of credit facility made available to support the obligations of a prominent UK insurance company under a whole account quota share reinsurance agreement

    Royaume-Uni

    US$180,000,000 letter of credit facility

    Acting for the financiers on a US$180,000,000 letter of credit facility to provide Funds at Lloyd’s to support and stand account for reinsurance to close business undertaken through a managed Lloyd’s syndicate

    Royaume-Uni

    US$250,000,000 revolving credit facility

    Acting for the arrangers and financiers on a US$250,000,000 revolving credit facility for Enstar Group Limited

    Royaume-Uni

Notre équipe dédiée aux services financiers

James Preece
James Preece

Partner

David Méheut
David Méheut

Associé

Dr. Henning Schaloske
Dr. Henning Schaloske

Partner

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